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World J Radiol. Oct 28, 2026; 18(10): 126287
Published online Oct 28, 2026. doi: 10.4329/wjr.126287
Generalized multi-energy model for computing radiation treatment parameters on image domain and automated model-selection framework
Charles E Chika, Department of Mathematics, University of Nigeria, Nsukka 410001, Nigeria
ORCID number: Charles E Chika (0000-0002-0428-224X).
Author contributions: Chika CE conceptualized and wrote the manuscript as well as completed all the research and manuscript processes.
AI contribution statement: No AI tool was used.
Conflict-of-interest statement: The author declares that there is no known conflict of interest.
Corresponding author: Charles E Chika, PhD, Department of Mathematics, University of Nigeria, Obukpa Road, Nsukka 410001, Nigeria. charles.chika@unn.edu.ng
Received: July 30, 2026
Revised: September 2, 2026
Accepted: October 8, 2026
Published online: October 28, 2026
Processing time: 90 Days and 9.8 Hours

Abstract

This study developed a general n-energy mathematical model that predicts relative electron density (ρe), effective atomic number (Zef), mean excitation energy (I) and stopping power ratio (SPR) using computed tomography image, and developed an algorithm for best model selection. Mathematical proof is provided. Some numerical examples were carried out and the results were compared. The proposed method includes most of the existing methods as a special case. All the examples of the proposed method considered have modeling error that’s less than or equal to 0.85% and 0.89% for SPR and ρe, respectively, with mean error close to 0.00% and low median absolute error. The method was able to achieve modeling root mean square error of 0.85% and 1.61% for I and Zef, respectively, with some flexibility for improvement. The mathematical model showed to be more general by including most of the other existing models and presents a direction to formulating new ones. It shows little or no bias on prediction since it has mean error that is close to zero in almost all predictions and low median absolute error. The algorithm gives the leverage to select the best model, improve the model and automation.

Key Words: Proton stopping-power ratio; Computed tomography image; Tumor treatment; Proton therapy; Dual-energy computed tomography; Multi-energy computed tomography; Mathematical model; Machine learning; Optimization

Core Tip: This study presents a mathematical model for improving the precision of relative electron density, mean excitation energy, effective atomic number and stopping power ratio using computed tomography image. It exposes the need for machine learning algorithm that will help with best model selection. Based on the observation that the performance of the models differ based on the type of linear attenuation used (i.e., spectrally averaged linear attenuation or linear attenuation at effective energy), this study presents machine learning algorithm for best model selection. It also discusses the mathematical proof of the presented generalized model.



INTRODUCTION

Treatment of tumors using ions requires planning and this planning includes dosimetry. Optimal dose should eliminate unhealthy cells as much as possible while sparing the healthy ones. In the case of proton therapy the need to take full advantage of the Bragg peak depth cannot be overemphasized and this includes minimizing the range uncertainty by accurate calculation of proton stopping power ratio (SPR).

The above reason has led to developing different methods for estimating SPR, which include projection and image domain methods, single and dual-energy methods as well as multi-energy methods. Many researches have been carried out on estimating different parameters like relative electron density (ρe), effective atomic number (Zef) and photon cross-sections using dual-energy[1-5]. This dual-energy idea has been adopted for SPR computation using different methods like deep learning[6], Monte Carlo simulation[7-9] and other methods that make use of segmentation, decomposition and parametrization[10-13] as well as some comparative studies[14]. The projection domain methods have been developed for more robustness to some factors like beam hardening and computed tomography (CT) number variation[14-17]. Uncertainties associated to these approaches have been studied[18-21] as well as impact of noise[22], and it was found that dual-energy CT approach gives a better result compared to single energy CT approach. This has led to different experimental studies confirming the improvement in the estimated results for SPR[23-27]. Other methods are still developing like the one presented by Chika and Hooshyar[28] which might help improve projection domain computation. For the case of energy, some studies have been carried out to find out if energy, kVp, affects the accuracy of SPR estimation, the best energy combination for dual-energy has been studied like the one presented by Alvarez et al[29], Lehmann et al[30], Yang et al[31] and Flohr et al[32]. There’s enough evidence that the number of energies used affects the accuracy of SPR and that accuracy can be improved with the right energy combination.

Image domain is simpler when it comes to computation and application but many times it’s prone to uncertainties like noise, composition, movement, etc. These demands approach that will minimize these uncertainties while keeping the simplicity. Based on this, machine learning algorithm will help choose the method that is least prone to uncertainties. The aim of this study is to present a general mathematical model for computing different parameters that are needed to compute treatment planning quantities using CT image, provide a mathematical proof and develop a machine learning algorithm for model selection.

This study is focused on developing and proving a generalized mathematical model for estimating the four parameters, establishing a machine learning approach for selecting the best performing model on any presented data. Most of the existing models belong to this common model class. The data considered in this study is attenuation coefficient at effective energy which showed a different performance on different models if compared with the performance when spectrally averaged attenuation is used as presented by previous studies. The best model is selected by comparing the modeling and testing errors as presented in numerical examples. The model that gives the lowest modeling and testing root mean square error (RMSE) is considered the best model; if two models have relatively close modeling error, the one with lowest testing error is considered to be the best model and vice versa.

More general mathematical model that uses n-energies CT images is presented with mathematical proof. Machine learning algorithm that helps in model/method selection which can lead to automation is presented. Numerical examples and comparisons are also shown using theoretically simulated data.

METHODOLOGY
Theoretical CT data acquisition

The images intensity HUs of each pixel in CT images for any tissue are written as: <μμwater>s=HUsAs+As∗ (1), where μwater and μ are the linear attenuation coefficients of water and unknown tissue, respectively. Low and high energy spectra are represented by the subscript s = L,H. In quantitative CT, the parameters As and As∗ are estimated by maximizing the fit between measured HUs values and spectrally averaged <μμwater>s values for scanned samples of known composition and density.

In this study, the CT quantities are theoretically simulated and it’s assumed that phantom consisting of unknown tissues is scanned with the commercial CT scanner at low-energy (s = L) and high-energy (s = H) spectra, characterized by normalized X-ray energy fluence spectra Φs(E), where ∫E‍Φs(E)dE=1, <μμwater>s=∫E‍Φs(E)μ(x,E)dE∫E‍Φs(E)μwater(x,E)dE (2).

Spectra of commercial CT scanner are generally not precisely known, and HU measurements can also be affected by some factors like beam hardening, scattering, noise and preprocessing corrections which leads to uncertainties in the measurement. Most of the times s(E) is approximated by a single effective energy, Es, such that

μk(Es)μwater(Es)=<μk(E)μwater(E)>s=μef,k.

We got this μef,k by maximizing the relationship between the theoretical CT number computed from Eq(2) and that of single energies. The effective energy is 43.5 keV for low energy and 89 keV for high energy, this is gotten by minimizing the difference between theoretical attenuation of the tissues, μ, and attenuation at different energy level i.e., min|μ−μE| where μ(E) is the attenuation of the tissues at different energy level. This is done using MATLAB and selecting the energy that gives the minimum value for |μ−μE|.

Linear attenuation coefficients are computed by applying the mixture rule to elemental mass attenuation coefficients gotten from the National Institute of Standards and Technology XCOM database[33-37] after which Eq(2) was used.

The spectra used in computing Eq(2) is illustrated in Figure 1 using its normalized form. 80 kVp is used as low energy while 150 kVp/Sn (with tin filter) is used as high energy. μL is attenuation at effective energy for low energy and μH is attenuation at effective energy for high energy[38,39]. These spectra were generated using SpekCalc and the software settings[38].

Figure 1
Figure 1 Normalized energy spectra used: The blue line is for 150 kVp/Sn and the red line is for 80 kVp.
Tissue classification

We used 33 ICRU human tissues as training data and 12 Gammex tissue inserts as our validation data[40-42]. We didn’t include cell nucleus in ICRU human tissues because we couldn’t access the composition as at the time of study. The 33 ICRU human tissues were classified into lung, soft and bone tissues while the Gammex inserts were grouped into soft and bone tissues. We also divided the soft tissues into two in the training data given us four (4) groups to study the effect of further classification.

All the classifications in this study were done with the transformation TμL = μL which was presented by some studies[43,44]. The training data three (3) and four (4) group regions are illustrated in Figure 2. For the three (3) groups, tissues are classified as lung tissue if TμL ≤ 0.3, as soft tissue if 0.3 < TμL ≤ 1.4 and as bone tissue if TμL > 1.4; the soft tissue is further divided into two to form four (4) groups with 0.3 < TμL ≤ 1 classifying soft tissue 1 and 1 < TμL ≤ 1.4 classifying soft group 2. There are one (1) lung tissue, twenty-one (21) soft tissues and eleven (11) bone tissues for the training data while seven (7) soft tissues and five (5) bone tissues were used for testing.

Figure 2
Figure 2 The training data three (3) and four (4) group regions. A: Tissues were classified into lung tissues, soft tissues and bone tissues contained in left, middle and right region, respectively; B: This is four (4) region classification that divided the middle region from the previous three (3) regions into two regions. This divides the soft tissues into two more classes. ρe: Relative electron density.
Proposed general method

Proposition: Given a radiological parameter, p, empirically related to the attenuation coefficient, μ, there exist transformations/maps Tp and Tμ such that Tp=∑i=−rn‍aiTμ(i)+err(3), n ≥ 0, r ≥ 0, p≈Tp−1(Tp), ai∈ℝ, Tp=f(p), Tμ is some g(μ), where μ = ( μ1, μ2, μ3, …, μn) for n-energies with at least one low energy and err is the estimation error.

Note: Tp=∑i=−rn‍aiTμ(i)=a−rT(−r)+...+a−1T(−1)+a0T(0)+a1T(1)+...+anT(n). For example, a-1T(-1) does not mean a−1T(−1)=a−1T, for all T. Proof: If ∃ a relationship between p and μ, p≈Tμ where Tμ=g(μ). Take bijective map, T, of both sides i.e., T(p)≈T(Tμ), T(p)=T(Tμ)+ϵ(4), where ϵ is additive error.

If T is analytic, we can expand T(Tμ) using Taylor or Laurent series. If not, it can be expanded about its singular points or within neighborhood that excludes the singular point (this might lead to piece-wise function). So, in general T(Tμ)=∑i=−rn‍aiTμ(i)+ϵ∗. T(p)=∑i=−rn‍aiTμ(i)+ϵ∗+ϵ. Therefore, T(p)=∑i=−rn‍aiTμ(i)+err, where err=ϵ∗+ϵ.

For the case of multiplicative error; without loss of generality, let p=ϵ†Tμ, define Tμ ∋ Tμ>0 (this is always possible since μ≥0), take log of both sides log(p)=log(ϵ†Tμ), logp=logϵ†+logTμ.

Since log is a bijective function, this can be written as Tp=TTμ+ϵ, following the same argument from equation (4) we have T(p)=∑i=−rn‍aiTμ(i)+err.

We can keep splitting and adding terms that reduces the error. Denoting T(p) as Tp, we have Tp=∑i=−rn‍aiTμ(i)+err, since T is bijective p≈Tp−1(Tp). QED.

The relationship is found using data observation approach, after which reasonable Tμs is constructed and a good method of estimating the constants is employed. The low energy requirement was empirically observed.

We considered one form of this class of model in equation (3) as our first study here using Tμ = g(μ) fixed, i.e., Tp=∑i=−rn‍aiTμi=a−rT−r+...+a−1T−1+a0T0+a1T1+...+anTn, where, a−rT−r=a−rTr.

We implemented one of the simplest examples of the model of this form which was presented by Chika[43]. Two energy spectra were used for this study commonly known as dual-energy CT. Two transformations TμL = μL and Tμm = μL*μH were used as presented in his paper and a new transformation:

Tμmr=μLμHμL+μH was introduced to improve results based on the data we used here.

The transformations/maps used are: Tp = p for ρe and SPR, Tp=ln(p) for mean excitation energy (I) and Zef. We implemented the simple approximation:

Tp=∑i=−22‍aiTμi.

Symbol definition: Tp,r,n here means T for parameter p, low index r and top index n example:

Tp,1,2=∑i=−12‍aiTμi.

In the following subsections we presented four major fundamental quantities used to compute other quantities needed for radiation treatment with examples of the models that are in the class of the proposed general form.

SPR

Bethe equation is used to approximate the stopping power at a given energy Ek typically used in proton therapy. The equation is given as:

S(Ek)=−dEkdx=ρeτ1β2ln[12lnτ2β2TmaxI2(1−β2)−β2]

where τ1 and τ2 are products of physical constants; β=vpc is the proton speed relative to that of light; Tmax is the maximum energy transferred from the proton to a single electron; ρe and I are the electron density and mean excitation energy of the medium. To get SPR of the tissue, the tissue SP is divided with that of water.

This can be written in a simpler approximated form known as Bethe-Bloch equation:

SPR=ρeln2mec2β21−β2−β2−lnIln2mec2β21−β2−β2−lnIw,

where me is the rest mas of an electron, c is the speed of light, β is the velocity of the proton in vacuum relative to the speed of light, and Iw is the I of water.

We present some examples of the generalized method: Method presented by Chika[43]: We considered the following TSPR,r,n for comparison and discussion of the methods.

TSPR,1,2=0.2579,lung1.3419−0.3119TμL,soft−0.006TμL2+0.24TμL+0.731+0.0478TμL,bone,

TSPR,1,2=0.2582,lung1.2482−0.2223Tμm,soft−0.0023Tμm2+0.0919Tμm+1.0536−0.1615Tμm,bone,

TSPR,2,1=0.2579,lung1.2509Tμmr−0.3679Tμmr2,soft−0.6783Tμmr+0.8117−0.1894Tμmr+0.1894Tμmr2,bone,

TSPRsoft,2,1=0.2579,lung16.8345Tμmr−23.9081+12.4929Tμmr−2.117Tμmr2,soft−0.6783Tμmr+0.8117−0.1894Tμmr+0.1894Tμmr2,bone,

TSPR4g,2,1=0.2579,lung1.2054Tμmr−0.3450Tμmr2,soft11.4047Tμmr−0.4493Tμmr2,soft2−0.6783Tμmr+0.8117−0.1894Tμmr+0.1894Tμmr2,bone.

Stoichiometric method, TSPR,0,1: This method is widely used in clinical implementation. It’s also referred to as single energy CT method. Single energy calibration method estimates SPR using its linear piece-wise empirical relationship with CT numbers[45]. i.e.,

SPR=a0,l,lunga1,sμ+a0,s,softa1,bμ+a0,b,bone,

Where a0,l = 0.2579, a1,s = 0.319, a0,s = 0.7091, a1,b = 0.2071, and a0,b = 0.8158, in this study. This can be represented in the form of the generalized model as follows: TSPR=a1Tμ+ a0, i.e., TSPR=∑i=01‍aiTμi, where TSPR = SPR and Tμ = μ.

Taasti method: Empirical parametrization model was presented by Taasti et al[11] using dual-energy CT as stated below:

SPRsoftest=1+a1μH−a1μL+a2μL2+a3μH2+a4μL3+μH3 

SPRboneest=[(1+a1)μH−a1μL]+a2μLμH+a3(μL2−μH2)+a4(μL3+μH3) 

For soft tissues, al = 1.1859, a2 = 0.4637, a3 = -0.4153, a4 = -0.0223 and for bone al = 0.2866, a2 = 0.0167, a3 = 0.0167, a4 = -0.0009 for the data used in this study. If we use the following representation Tμ1=μL, Tμ2=μH, Tμ3=μL2, Tμ4=μH2, Tμ5=μL2−μH2, Tμ6=μL3+μH3, Tμ7=μLμH. One way of writing Taasti method in the form of Eq(3) is TSPR=∑i=07‍aiTμi, here, r = 0, n = 7, a2 = a1+1, a0 = 0 or Tμ0=0. a5 = a7 = 0 for soft tissues and a3 = a4 = 0 for bone tissues. Note: This representation is not unique.

Hunemohr-saito method: The model below was developed by Hunemohr et al[46], and Saito[47] developed a similar formula for ρe. This is referred to as Hunemohr-Saito (H-S) method in this work.

ρeρe,w=cHμL+(1−cH)μH

Zef=((ρeρe,w)−1(dHμL+(Ze,wn−dH)μH))1n

The two constants cH and dH depend on specific dual-energy CT scanning protocol. The relationship found by some studies[48,49] was used to calculate I-value from Zef after which Bethe-Bloch equation was used to calculate SPR. The empirical relationship is as stated below.

ln(I)=a0,l,lunga1,sZef+a0,s,softa1,bZef+a0,b,bone.

Based on this study, cH = -0.2087, dH = 15 and n = 1.0715 for soft tissues while cH = -0.2, dH = 15 and n = 1.3411 for bone tissues. On estimation of I, a0,l = 4.3197, a1,s = 0.0998, a0,s = 3.5524, a1,b = 0.1105, and a0,b = 3.327.

From our notation in Taasti method, we have:

Tρe= ρeρe,w=a1T1+a2T2,

where a2 = 1-a1.

ρe

The true ρe can be computed with the following formula:

ρe=ρe,xρe,w=ρx∑j=1J‍ωjZjAjρe,w

where ρx denotes the mass density and ρe,w is the electron density of water. ωj, Zj, and Aj are the mass fraction, atomic number and atomic mass of the i-th element in the tissue, respectively.

Method presented by Chika[43]: The following function are considered from the method proposed by Chika[43].

Tρe,1,2=0.2579,lung1.4170−0.3927TμL,soft−0.0063TμL2+0.2805TμL+0.6859+0.0497TμL,bone,

Tρe,1,2=0.2582,lung1.2955−0.2761Tμm,soft−0.0026Tμm2+0.1050Tμm+1.0449−0.1811Tμm,bone,

Tρe,2,1=0.2553,lung1.2984Tμmr−0.3932Tμmr2,soft0.7872Tμmr+0.7368−0.1877Tμmr+0.0660Tμmr2,bone,

Tρe4g,2,1=0.2553,lung1.2355Tμmr−0.3624Tμmr2,soft11.4323Tμmr−0.4640Tμmr2,soft20.7872Tμmr+0.7368−0.1877Tμmr+0.0660Tμmr2,bone.

Zef

The true Zef is computed as:

Zefn=∑i‍ωiZiAiZin∑i‍ωiZiAiZi

where ωi, Zi, and Ai are the mass fraction, atomic mass and the atomic number of the i-th element in the tissue, respectively and n = 3.3. The equation above is called the Mayneord’s equation.

Method presented by Chika[43]: The following TZ,r,n=ln(Zef) are presented:

TZ,1,1=2.0272,lung0.1987Tμm+2.1654−0.3968Tμm,soft0.0075Tμm+2.6059−0.5963Tμm,bone,

TZ,2,0=2.0302,lung3.4915−0.9277Tμmr+0.0827Tμmr2,soft2.8458−0.3175Tμmr−0.0314Tμmr2,bone,

TZ4g,2,0=2.0302,lung18.6634−15.4103Tμmr+3.5308Tμmr2,soft17.1234−4.8661Tμmr+1.1493Tμmr2,soft22.8458−0.3175Tμmr−0.0314Tμmr2,bone.

Bourque’s model: Spectrally averaged elemental electronic cross sections are fit to polynomial function,

<σe>(Z)=∑kK‍akZk−1,

where Z is their atomic number.

Then, the spectrally-dependent Zef for an arbitrary mixture is given as Zef=<σe>−1(σe,mix)[50].

The model is given by

Zef=∑k=1K‍ak(μL−μHμL+μH)(k−1),

ρeρe,w=μL/H∑m=1M‍am,L/H∗Zefm−1,

where ak and am,L/H∗ are scanner-specific model parameters. The original study used K = M = 6 which was used here.

We implemented the Zef as presented by Chika[43], it is represented as TB,0,1. TB,0,1=∑k=1K‍akTμ(k−1), where

Tμ=μ1−μ2μ1+μ2.

For soft tissue, al = 7.4765, a2 = 26.4841, a3 = -4.0747, a4 = 101.6414, a5 = 18.2317, a6 = 99.97; for bone tissues, al = 7.4368, a2 = 22.7045, a3 = -11.3634, a4 = -89.412, a5 = 453.7994, a6 = -522.3422 while al = 7.5975 and a2 = a3 = a4 = a5 = a6 = 0 for lung in this study.

I

True I of the tissues was computed from elemental I-values using the Bragg additivity rule:

ln(I)=∑i‍ωi(ZA)iln(Ii)∑i‍ωi(ZA)i,

where ωi, Zi, Ai and Ii are the mass fraction, atomic number, atomic mass and I of the i-th element in the tissue, respectively.

Method proposed by Chika[43]: The following simple form of the proposed model are presented below:

TI,r,n=ln(I),

TI,2,0=4.3216,lung3.4088+1.3189Tμmr−0.4438Tμmr2,soft5.2708−0.9619Tμmr+0.2323Tμmr2,bone,

TI4g,2,0=4.3216,lung11.3950−6.4434Tμmr+1.4350Tμmr2,soft113.0218−9.0908Tμmr+2.3717Tμmr2,soft25.2708−0.9619Tμmr+0.2323Tμmr2,bone.

Accuracy analysis

ME=1N∑i=1N‍ei, RMSE=∑i=1N‍ei2N, e=ptrue−ppredptrue,

where ptrue is the true value of the parameter and ppred is the estimated value.

The mean error measures the overall bias of the values estimates while RMSE measures the systematic estimation error for different tissues. Also, maximum absolute error and median absolute error are included to provide more insight on worst estimation and biasedness respectively.

Computation and software

Model parameters (constants) estimations were done using MATLAB while estimation of SPR, ρe, Zef and I were computed using Excel sheet. All the errors were computed using Excel sheet while the figures were plotted using MATLAB plot function and scatter diagram. Linear model parameters were estimated using fitlm in MATLAB which creates linear regression model by fitting to data while nonlinear model parameters were estimated using lsqnonlin in MATLAB which solves nonlinear least squares problems. The effective energy is derived using MATLAB by selecting the energy that gives the minimum value for norm(μ-μk(E)), where the norm is 2-norm. The spectrum was generated using SpekCal, this can be seen in reference[38] and mass attenuation was simulated using XCOM, this can be seen in reference number[33]. Interpolation was used to match the generated spectrum energy levels with simulated attenuation energy levels using MATLAB function.

RESULTS
SPR

Table 1 shows that Taasti method has the best prediction performance based on all the methods considered with training RMSE 0.15% and testing RMSE 0.67%. Tables 2 and 3 indicate that all methods have relatively low bias on training data since their mean errors are less than 0.04% except H-S method and median absolute error less than or equal 0.37%, though these are relatively higher on testing data. Table 4 shows that TSPR,1,2; TμL has the highest maximum absolute error of 22.35% which occurred at cortical bone. This might be improved by further partitioning the bone tissues since it shows an outlier behavior. Figure 3 showed that the methods have close performance on bone tissues with relative errors of less than 1% and TSPR,1,2 performs slightly better than stoichiometric method in terms of single energy.

Figure 3
Figure 3 Showed that the methods have close performance on bone tissues with relative errors of less than 1% and TSPR,1,2 performs slightly better than stoichiometric method in terms of single energy. A: Stopping power ratio modeling relative error for each human tissue using single energy computed tomography (CT) methods and one dual-energy CT method that performs well. It errors are as presented in the graph for individual tissues; B: Stopping power ratio modeling relative error for each human tissue using dual-energy CT methods. SPR: Stopping power ratio; H-S: Hunemohr-Saito.
Table 1 Modeling and testing root mean square error (%) for stopping power ratio.
SPR modeling RMSE
Total
Lung
Soft
Bone
Testing RMSE
Total
Soft
Bone
TSPR,2,1; Tμmr0.850.001.030.402.692.722.65
TSPRsoft,2,1 bone; Tμmr0.730.000.870.402.632.622.65
TSPR,1,2; Tμm0.760.130.900.422.662.662.65
TSPR,1,2; TμL0.830.020.960.537.263.4210.49
Stoichiometric0.93-0.011.100.563.403.383.42
Taasti0.150.010.150.150.670.760.60
H-S0.390.280.410.350.850.910.77
TSPR,2,1; Tμmr 4 g0.690.000.810.402.372.142.65
Table 2 Modeling and testing mean error (%) for stopping power ratio.
SPR modeling ME
Total
Lung
Soft
Bone
Testing ME
Total
Soft
Bone
TSPR,2,1; Tμmr-0.010.00-0.010.00-0.59-0.32-0.98
TSPRsoft,2,1 bone; Tμmr0.000.000.000.00-0.70-0.50-0.98
TSPR,1,2; Tμm-0.01-0.13-0.01-0.01-0.74-0.56-1.00
TSPR,1,2; TμL0.04-0.020.07-0.021.02-0.733.46
Stoichiometric-0.01-0.01-0.010.00-1.19-1.00-1.45
Taasti0.02-0.010.000.080.340.280.43
H-S0.290.280.300.290.740.760.71
TSPR,2,1; Tμmr 4 g0.010.000.020.00-0.51-0.18-0.98
Table 3 Modeling and testing median absolute error (%) for stopping power ratio.
SPR modeling MedAE
Total
Lung
Soft
Bone
Testing MedAE
Total
Soft
Bone
TSPR,2,1; Tμmr0.370.000.580.202.251.632.87
TSPRsoft,2,1 bone; Tμmr0.300.000.310.202.482.262.87
TSPR,1,2; Tμm0.290.130.290.182.201.812.91
TSPR,1,2; TμL0.300.020.430.273.222.934.22
Stoichiometric0.370.010.370.353.082.813.35
Taasti0.080.010.080.080.670.790.54
H-S0.220.280.220.250.620.640.53
TSPR,2,1; Tμmr 4 g0.270.000.290.201.471.222.87
Table 4 Modeling and testing maximum absolute error (%) for stopping power ratio.
SPR modeling MaxAE
Total
Lung
Soft
Bone
Testing MaxAE
Total
Soft
Bone
TSPR,2,1; Tμmr2.570.002.571.044.764.763.74
TSPRsoft,2,1 bone; Tμmr2.510.002.511.044.834.833.74
TSPR,1,2; Tμm2.440.132.441.165.055.053.67
TSPR,1,2; TμL2.910.022.911.3922.355.8722.35
Stoichiometric2.930.012.911.385.945.944.88
Taasti0.400.010.400.281.041.041.02
H-S1.210.281.210.671.311.311.13
TSPR,2,1; Tμmr 4 g2.260.002.261.044.494.493.74
ρe

All the methods presented here achieved training RMSE of less than 0.90% for prediction of ρe. H-S method achieved the least training and testing error which are 0.04% and 0.11% respectively, this can be seen in Table 5, and Table 6 shows low training bias since the absolute mean error is less than 0.03% and that of testing data is not that high since it’s less than 0.90% except for single energy which is 1.29%. This is further justified by the modeling median absolute error which is less than or equal to 0.37%, though relatively higher in testing data as can be seen in Table 7. Table 8 shows that H-S has the least maximum absolute error while the single energy model has the highest modeling maximum absolute error of 2.72% which occurred at cortical bone. Just as in SPR, Figure 4 shows that the models fit better to bone tissues compared to soft tissues and the training absolute relative error of most bone tissues are less than 1%.

Figure 4
Figure 4 Predicts relative electron density modeling relative error for each human tissue using dual-energy computed tomography methods. The errors for each method for individual tissues are as presented on the graph. ρe: Relative electron density; H-S: Hunemohr-Saito.
Table 5 Modeling and testing root mean square error (%) for relative electron density.
ρe modeling RMSE
Total
Lung
Soft
Bone
Testing RMSE
Total
Soft
Bone
Tρe,2,1; Tμmr0.820.990.960.442.482.552.37
Tρe,1,2; Tμm0.700.160.810.472.322.252.41
Tρe,1,2; TμL0.890.041.020.593.033.003.08
H-S0.040.010.040.040.110.130.08
Tρe,2,1; Tμmr 4 g0.690.990.770.442.312.262.37
Table 6 Modeling and testing mean error (%) for relative electron density.
ρe modeling ME
Total
Lung
Soft
Bone
Testing ME
Total
Soft
Bone
Tρe,2,1; Tμmr-0.02-0.990.010.000.730.411.18
Tρe,1,2; Tμm0.010.160.000.020.890.651.22
Tρe,1,2; TμL0.010.040.010.001.291.091.56
H-S0.020.010.020.020.100.110.07
Tρe,2,1; Tμmr 4 g-0.03-0.990.000.000.890.691.18
Table 7 Modeling and testing median absolute error (%) for relative electron density.
ρe modeling MedAE
Total
Lung
Soft
Bone
Testing MedAE
Total
Soft
Bone
Tρe,2,1; Tμmr0.370.990.460.272.332.402.25
Tρe,1,2; Tμm0.260.160.290.231.901.712.31
Tρe,1,2; TμL0.350.040.370.352.412.402.92
H-S0.020.010.020.030.110.120.05
Tρe,2,1; Tμmr 4 g0.240.990.200.272.092.042.25
Table 8 Modeling and testing maximum absolute error (%) for relative electron density.
ρe modeling MaxAE
Total
Lung
Soft
Bone
Testing MaxAE
Total
Soft
Bone
Tρe,2,1; Tμmr2.270.992.271.113.693.693.35
Tρe,1,2; Tμm2.150.162.151.243.973.973.29
Tρe,1,2; TμL2.720.042.721.495.075.074.28
H-S0.100.010.100.060.160.160.11
Tρe,2,1; Tμmr 4 g2.270.992.271.113.623.623.35
Zef

TB,0,1 gives the best performance here with training and testing RMSE of 0.32% and 0.39%. Others have reasonable errors though relatively high on soft tissues and low in bone tissues except H-S method that behaves in the opposite direction as can be seen in Table 9. Similarly, TB,0,1 shows least bias with training mean error of 0.00% as in Table 10 and has absolute median training and testing errors of 0.10% and 0.27%, respectively as can be seen Table 11. TZ,2,0; Tμmr 4 g shows good performance. Table 12 shows that TZ,2,0; Tμmr has highest maximum absolute error which occurred at brain tissue. Though, the course of this is yet to be determined but further classification reduced the error. Figure 5 shows the individual tissue performance which indicates that other methods perform better than H-S method on bone tissues.

Figure 5
Figure 5 Z modeling relative error for each human tissue using dual-energy computed tomography methods. The errors for each method for individual tissues are as presented on the graph; H-S: Hunemohr-Saito.
Table 9 Modeling and testing root mean square error (%) for effective atomic number.
Zef modeling RMSE
Total
Lung
Soft
Bone
Testing RMSE
Total
Soft
Bone
TZ,2,0; Tμmr9.340.2411.710.4510.6313.772.45
TZ,1,1; Tμm4.330.065.420.456.287.882.79
TB,0,10.320.000.400.010.390.490.08
H-S5.270.000.539.115.631.008.64
TZ,2,0; Tμr 4 g1.610.241.990.455.556.972.45
Table 10 Modeling and testing mean error (%) for effective atomic number.
Zef modeling ME
Total
Lung
Soft
Bone
Testing ME
Total
Soft
Bone
TZ,2,0; Tμmr7.230.2411.340.016.1511.42-1.23
TZ,1,1; Tμm3.12-0.064.910.001.253.20-1.49
TB,0,10.000.000.000.00-0.17-0.290.04
H-S3.100.000.109.103.25-0.558.57
TZ,2,0; Tμr 4 g0.010.240.010.01-0.79-0.48-1.23
Table 11 Modeling and testing median absolute error (%) for effective atomic number.
Zef modeling MedAE
Total
Lung
Soft
Bone
Testing MedAE
Total
Soft
Bone
TZ,2,0; Tμmr10.190.2410.740.195.609.042.24
TZ,1,1; Tμm3.930.064.950.331.781.002.22
TB,0,10.100.000.150.000.270.270.05
H-S0.650.000.258.981.830.207.85
TZ,2,0; Tμr 4 g0.470.240.530.193.507.202.24
Table 12 Modeling and testing maximum absolute error (%) for effective atomic number.
Zef modeling MaxAE
Total
Lung
Soft
Bone
Testing MaxAE
Total
Soft
Bone
TZ,2,0; Tμmr18.390.2418.391.1929.2829.283.53
TZ,1,1; Tμm10.290.0610.290.9719.9719.974.17
TB,0,11.170.001.170.010.970.970.12
H-S9.640.001.109.6410.541.9910.54
TZ,2,0; Tμmr 4 g6.320.246.321.1911.0411.043.53
I

Table 13 shows that TI,2,0; Tμmr 4 g has the best training performance with RMSE of 0.85% and close testing performance with H-S method. They have relatively low bias on training data with an increased bias on testing data as presented in Tables 14 and 15. TI,2,0; Tμmr 4 g also has the least maximum absolute error in training and testing which are 2.01% and 7.09%, respectively, as can be seen in Table 16. Figure 6 shows that the model fit better on bone tissues compare to soft tissues.

Figure 6
Figure 6 Mean excitation energy modeling relative error for each human tissue using dual-energy computed tomography methods. The errors for each method for individual tissues are as presented on the graph. I: Mean excitation energy; H-S: Hunemohr-Saito.
Table 13 Modeling and testing root mean square error (%) for mean excitation energy.
I modeling RMSE
Total
Lung
Soft
Bone
Testing RMSE
Total
Soft
Bone
TI,2,0; Tμmr3.940.194.930.495.936.934.14
H-S1.950.002.231.414.715.134.05
TI,2,0; Tμmr 4 g0.850.191.000.494.925.404.14
Table 14 Modeling and testing mean error (%) for mean excitation energy.
I modeling ME
Total
Lung
Soft
Bone
Testing ME
Total
Soft
Bone
TI,2,0; Tμmr-0.710.19-1.130.013.464.561.91
H-S-0.040.00-0.060.00-3.14-3.26-2.97
TI,2,0; Tμmr 4 g0.020.190.020.011.190.681.91
Table 15 Modeling and testing median absolute error (%) for mean excitation energy.
I modeling MedAE
Total
Lung
Soft
Bone
Testing MedAE
Total
Soft
Bone
TI,2,0; Tμmr2.540.193.220.394.594.454.73
H-S0.860.001.010.612.182.291.31
TI,2,0; Tμmr 4 g0.570.190.730.394.756.134.73
Table 16 Modeling and testing maximum absolute error (%) for mean excitation energy.
I modeling MaxAE
Total
Lung
Soft
Bone
Testing MaxAE
Total
Soft
Bone
TI,2,0; Tμmr12.730.1912.730.9713.1513.155.22
H-S7.520.007.523.097.677.677.03
TI,2,0; Tμmr 4 g2.010.192.010.977.097.095.22
DISCUSSION

We are able to present a generalized model with proof. The model provides a sense of direction for construction of functions that will improve the prediction of quantities of interest in radiation treatment. Most of the existing empirical and none empirical parametric methods for image domain approach can be represented in the form of the presented model. To include some other models such as estimating ρe with Bourque’s model, we can state the general form as: Tp=∑i=−rn‍aiT(i)(μ,p∗)(12), n≥0, r≥0, p=Tp−1(Tp), ai∈ℝ, Tp=f(p), where, μ=(μ1,μ2,μ3,...,μn) for n-energies with at least one low energy and p∗=(p1∗,p2∗,p3∗,...,pm∗) for m-parameters.

Classification, in terms of grouping the tissues, plays a big role in improving the accuracy of the models. Though, this idea has been proposed by different authors which rallies around empirical relationship between the I and Zef considering their chlorine composition[48], we used the CT image data for our classification. Similar grouping has been done using ρe[51] and was compared with results in[52]. The importance of this is observed in one of the Tμ we tried that’s not presented here which gives reasonable RMSE but gives a high error for spongiosa and sacrum with more than 6% and 3% respectively; when these two tissues were classified as soft tissues instead of bone tissues, their error reduced drastically with that of spongiosa reducing to -0.04%.

Table 9 shows that dividing the soft tissues into two gives better result as it reduces the overall training RMSE of TZ,2,0 from 9.34% to 1.61% and the mean error from 7.23% to 0.01% while reducing the soft tissue RMSE from 11.71% to 1.99% and mean error from 11.34% to 0.01%. It also exhibits similar effect on testing error. So, we found here that careful classification and grouping of tissues can improve both training and testing accuracy. The classification can be done with any preferred Tμ.

Based on the data we used here which is theoretical CT image at effective energy, we obtained slightly different result from what was presented by Chika[43] using spectrally averaged theoretical CT image attenuation computed using the energy spectrum. The method presented by Chika[43] works better using the spectrally averaged theoretical attenuation when compared to that of effective energy while that of Taasti and H-S works better with effective energy attenuation when estimating SPR and ρe, respectively.

The I and Zef seems to be more technical to predict but has better result presented here and hope for improvement when compared to other results. There is no known popular way of estimating I from CT image attenuation, which makes it difficult to present comparison on that. What we used for comparison is the popular Z-I empirical relationship first presented by Yang et al[48]. This is kind of crude comparison since we are doing less work on the method proposed by Chika[43] because we are predicting I using the data that’s given to us directly.

Among all the methods presented, the one presented by Chika[43] has more opportunity for improvement; apart from improvement that comes with more grouping, the degree and function of the model can be adjusted based on the available data which directly or indirectly includes the spectrum information as well as other phantom and machine information which is the reason it works better with the poly-energy attenuation compared to mono-energy attenuation. The method is also for n-energies just as the one proposed here unlike others that are for single or dual energy.

The limitation of this study is limited data as machine learning approaches need more data for robustness. We used 33 of the 34 ICRU 44 human tissues as our training data, this is because we couldn’t find the cell nucleus composition as at the time of this study. This study can be considered ambitious since we used Gammex tissues that are not that closely related to the one we used for training. The common idea that is normally used in other studies is to change composition of few tissues by small percentage. So, the testing error difference we are getting here is expected.

The general machine learning algorithm for model selection is presented below: Decide the parameter p = SPR, ρe, Z, I …you need: (1) Given CT image data for different energies; (2) Compute μ; (3) Construct different Tμ; (4) Formulate different Tp; (5) Classify the tissues into n-groups; (6) Compute the training and testing error; (7) Check other uncertainties; and (8) Choose the method/model with the optimal training and testing errors given priority to testing error.

Algorithm 4.1

Considering N models and a threshold c > 0; For i = 1:N construct Tμ(i); formulate Tp(i); compute training and testing RMSE for different tissue groups on Tp(i); end, compare the modeling and testing RMSE of Tp(i); For i = 1:N, if (modeling RMSE of Tp(i) < modeling RMSE Tp(i+1) & testing RMSE of Tp(i) < testing RMSE of Tp(i+1)); Tp = Tp(i); Else If (modeling RMSE of Tp(i+1) < modeling RMSE Tp(i) & testing RMSE of Tp(i+1) < testing RMSE of Tp(i))); Tp = Tp(i+1); Else If ((|modeling RMSE of Tp(i) - modeling RMSE Tp(i+1)| < c & testing RMSE of Tp(i) < testing RMSE of Tp(i+1) or (modeling RMSE of Tp(i)< modeling RMSE Tp(i+1) &|testing RMSE of Tp(i)-testing RMSE of Tp(i+1)|< c)); Tp = Tp(i); Else if ((|modeling RMSE of Tp(i) - modeling RMSE Tp(i+1)|< c & testing RMSE of Tp(i+1) < testing RMSE of Tp(i) or (modeling RMSE of Tp(i+1) < modeling RMSE of Tp(i)) &|testing RMSE of Tp(i) - testing RMSE of Tp(i+1) < c)); Tp = Tp(i+1); else, reformulate Tp(i) or Tp(i+1) whichever is with bigger modeling RMSE. End, best model =Tp.

Implementing the algorithm in the above example using c = 0.5% gives the best model for SPR as Taasti model, for ρe as H-S model, for Zef as TB,0,1, and for I as TI,2,0; Tμmr 4 g. In practical sense when this is applied in clinic, the clinic will be able to adopt the best model for estimating each of these parameters using calibration or patients’ data.

This study will also improve calculation of SPR using Bethe-Bloch equation since the best estimation approaches for calculating ρe and I can be adopted without restriction to one specific method of estimating both quantities. Improved precision of these parameters will improve the accuracy of Bethe-Bloch equation estimation.

Uncertainty measurements can also be used as a benchmark for chosen best model in this algorithm but this study is not focused on detail uncertainty measurements; this will be a point of focus on future studies. Lung tissue was not considered in testing because it was modelled as a fixed point i.e., a fixed value; future studies will consider ways of addressing this such as simulating more lung tissues artificially, adjusting compositions or searching for more data on lung tissue.

The presented model selection algorithm will also help to prevent overfitting as training and testing errors are considered before selecting a model. This will help to decide the best degree for the model presented by Chika[43].

CONCLUSION

The generalized mathematical model estimates ρe, Zef, I and proton SPR with good precision especially for ρe and SPR where all presented examples of the model have total modeling RMSE less than 0.9%; though, comparison shows that the performance is data dependent as well as parameter dependent. Numerical examples showed that the model is effective, easy to implement and have little or no bias since the mean error for all the quantities are near zero and absolute median errors are very low. This generalized model includes most of the existing model and therefore provides insight on developing new simpler models that will give improved performance. The mathematical proof for the proposed model gives more details on the technicalities of the model. The algorithm provided helps to choose the best model for a given data and problem, thereby making the process flexible and effective, and can as well lead to automation.

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Footnotes

Peer review: Externally peer reviewed.

Peer-review model: Single blind

Specialty type: Radiology, nuclear medicine and medical imaging

Country of origin: Nigeria

Peer-review report’s classification

Scientific quality: Grade B, Grade C

Novelty: Grade B, Grade C

Creativity or innovation: Grade B, Grade C

Scientific significance: Grade B, Grade B

P-Reviewer: Yan YQ, Assistant Professor, China; Zhang ZW, MD, PhD, Postdoc, China S-Editor: Liu JH L-Editor: A P-Editor: Zhao YQ

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