Published online Jul 15, 2026. doi: 10.4251/wjgo.v18.i7.119040
Revised: February 9, 2026
Accepted: April 14, 2026
Published online: July 15, 2026
Processing time: 173 Days and 19 Hours
Gastric cancer (GC) is a highly aggressive malignant tumor. Radical surgery com
To investigate the aggressive pathological characteristics, key prognostic factors and optimal timing for initiating AC in stage IIIC GC.
We retrospectively analyzed 122 patients with stage IIIB (n = 60) or IIIC (n = 62) GC who underwent radical surgery followed by AC with S-1 plus oxaliplatin (SOX) or capecitabine plus oxaliplatin regimens. Disease-free survival (DFS) was estimated using the Kaplan-Meier method. Univariate and multivariate analyses were performed using Cox proportional hazards models to identify prognostic factors.
Age ≥ 60 years, carcinoembryonic antigen (CEA) ≥ 5.0 μg/L, metastatic lymph node ratio (MLR) ≥ 0.5, and the time interval (TI) from surgery to initiation of AC were independent risk factors for recurrence and metastasis after radical surgery of stage IIIC GC. Within stage IIIC cohort, age ≥ 60, CEA ≥ 5.0 μg/L, and MLR ≥ 0.5 predicted shorter DFS. Regarding TI cut offs, 3-year DFS did not differ at < 4 weeks vs ≥ 4 weeks, but was higher at < 6 weeks vs ≥ 6 weeks and < 8 weeks vs ≥ 8 weeks in stage IIIC. In the SOX subgroup, initiating AC within 6 weeks or 8 weeks improved 3-year DFS; however no significant TI effect was observed in the capecitabine plus oxaliplatin subgroup.
Age ≥ 60 years, CEA ≥ 5.0 μg/L, MLR ≥ 0.5, and TI are independent risk factors for postoperative recurrence and metastasis in stage IIIC GC. For patients with stage IIIC GC, the optimal time window for initiating postoperative AC is within 6 weeks. Crucially, the SOX regimen exhibits significant time-sensitivity, with an optimal window of within 6 weeks. In contrast, the XELOX regimen did not show this phenomenon.
Core Tip: We identified age ≥ 60 years, carcinoembryonic antigen ≥ 5.0 μg/L, metastatic lymph node ratio ≥ 0.5 and time interval (TI) from surgery to initiation of adjuvant chemotherapy are independent risk factors for postoperative recurrence. Crucially, our findings demonstrate that initiating adjuvant chemotherapy within 6 weeks of surgery significantly improves disease-free survival in stage IIIC patients. Notably, the S-1 plus oxaliplatin regimen exhibits significant time-sensitivity, with an optimal window of within 6 weeks. Whereas the capecitabine plus oxaliplatin regimen does not. These insights provide a rationale for optimizing individualized therapeutic strategies for this high-risk subgroup.
- Citation: Wu JW, Li F, Wang SD, Guo YK, Li BH, Zhou X, Su GQ, Lu CH. Prognostic factors and optimal timing for initiating adjuvant chemotherapy in stage IIIC gastric cancer. World J Gastrointest Oncol 2026; 18(7): 119040
- URL: https://www.wjgnet.com/1948-5204/full/v18/i7/119040.htm
- DOI: https://dx.doi.org/10.4251/wjgo.v18.i7.119040
Gastric cancer (GC) is a highly aggressive malignant tumor that ranks fifth worldwide in both incidence and mortality[1]. Despite continuous advances in treatment strategies, the prognosis of GC remains poor, as most patients are diagnosed at an advanced stage[2]. Currently, the tumor-node-metastasis (TNM) staging system serves as the cornerstone for pro
This retrospective study included 122 patients with pathologically confirmed stage IIIB or IIIC primary GC who were treated at the Gastrointestinal Cancer Center of the First Affiliated Hospital of Xiamen University between February 2017 and August 2023.
Inclusion criteria: (1) Pathologically confirmed primary gastric adenocarcinoma; (2) Underwent radical gastrectomy with D2 lymph node dissection; (3) Achieved R0 resection; (4) Pathological TNM stage IIIB or IIIC; (5) Received postoperative AC with either the S-1 plus oxaliplatin (SOX) or capecitabine plus oxaliplatin (XELOX) regimen; and (6) Complete clini
Exclusion criteria: (1) Synchronous or metachronous malignancies in other organs; (2) Severe comorbid diseases of the circulatory, respiratory, neurological, or hematological systems significantly affecting prognosis; (3) Postoperative pathological confirmation of distant metastasis; (4) Patients who received neoadjuvant chemotherapy or radiotherapy of surgery; and (5) Loss to follow-up due to accidental death.
This study was approved by the Ethics Committee of the First Affiliated Hospital of Xiamen University, approval No. (2024) Scientific Research Ethics Review (014).
The following variables were collected: Gender, age, body mass index, primary tumor location, atrophic gastritis, preoperative tumor markers [carcinoembryonic antigen (CEA), carbohydrate antigen 19-9, and carbohydrate antigen 125], platelet-to-lymphocyte ratio, defined as the peripheral platelet count divided by the peripheral lymphocyte count; neutrophil-to-lymphocyte ratio, defined as the peripheral neutrophil count divided by the peripheral lymphocyte count, histological differentiation, tumor size (maximum diameter), Borrmann classification [polypoid (type I), fungating (type II), ulcerated (type III) and flat/diffusely infiltrative (type IV)], lymphatic and/or blood vessel invasion (LBVI) status, pathological T (pT) stage (T3, T4a, T4b), pathological N (pN) stage (N2, N3a, N3b), metastatic lymph node ratio (MLR), calculated as the number of metastatic lymph nodes divided by the total number of dissected lymph nodes, human epidermal growth factor receptor-2 status, pathological Ki-67 index, Epstein-Barr virus-encoded small RNA status, mismatch repair status (proficient mismatch repair or deficient mismatch repair), and the AC regimen (SOX or XELOX). The time interval (TI) between radical surgery and the initiation of AC was calculated as the number of days from the surgery date to the date of the first AC administration. Each chemotherapy cycle lasted 21 days. The Ki-67 index was recorded as the percentage of positive tumor cells. For analytical purposes, Ki-67 expression was categorized as: < 10% (negative), 10%-29% (+), 30%-49% (++), and ≥ 50% (+++). In addition, p53, human epidermal growth factor receptor-2, and Ki-67 were grouped into low-expression (negative, +, ++) and high-expression (+++) categories.
SOX regimen: S-1 [dose according to body surface area (BSA): BSA < 1.25 m2, 40 mg/dose; BSA 1.25-1.50 m2, 50 mg/dose; BSA ≥ 1.50 m2, 60 mg/dose], administered orally twice daily on days 1-14 of each 3-week cycle, plus oxaliplatin (130 mg/m2) administered intravenously on day 1 of each cycle. XELOX regimen: Capecitabine (1000 mg/m2), administered orally twice daily on days 1-14 of each 3-week cycle, plus oxaliplatin (130 mg/m2) administered intravenously on day 1 of each cycle.
Patients were followed up every 3 months on average via outpatient visits or telephone contact to obtain postoperative survival and recurrence information. The last follow-up date was July 1, 2025. Freedom from recurrence or metastasis was defined as the absence of any evidence of tumor progression from the date of surgery to the last follow-up. Recurrence or metastasis was defined as the reappearance of tumor growth after a disease-free interval. Disease-free survival (DFS) was defined as the interval from surgery to the first documented tumor recurrence or metastasis, the occurrence of a new primary malignancy, or death due to tumor progression. Disease-specific survival was defined as the interval from surgery to death attributable to GC. Recurrence and metastasis were determined based on comprehensive evaluation of chest computed tomography (CT), contrast-enhanced abdominal CT, serum gastrointestinal tumor markers, positron emission tomography-CT, and/or pathological biopsy.
All statistical analyses were performed using SPSS software (version 29.0). Continuous variables with a normal distribution were compared using the independent-samples t-test. Unordered categorical variables were compared using the χ2 test, while ordinal categorical variables and non-normally distributed continuous variables were analyzed using the Mann-Whitney U test. Multivariate analysis was performed using Cox proportional hazards regression models. DFS and survival curves were estimated with the Kaplan-Meier method, and intergroup comparisons were conducted using the log-rank test. A two-sided P value < 0.05 was considered statistically significant.
The study cohort included 122 patients, stratified into stage IIIB (n = 60) and stage IIIC (n = 62) groups. Univariate analysis revealed that stage IIIC tumors exhibited significantly more aggressive pathological features compared to stage IIIB. Specifically, the stage IIIC group had a higher prevalence of LBVI, larger maximum tumor diameters, poorer histological differentiation, a higher proportion of Borrmann type IV classification, a higher MLR, and more advanced pathological T and pN stages (all P < 0.05), as illustrated in Table 1.
| Variable | Stage IIIB | Stage IIIC | P value |
| Gender | |||
| Female | 15 (25.0) | 20 (32.3) | 0.376 |
| Male | 45 (75.0) | 42 (67.7) | |
| Age (years) | |||
| < 60 | 27 (45.0) | 27 (43.5) | 0.872 |
| ≥ 60 | 33 (55.0) | 35 (56.5) | |
| Tumor location | |||
| Upper | 25 (41.7) | 24 (40.2) | 0.864 |
| Middle | 7 (11.7) | 9 (13.1) | |
| Lower | 28 (46.6) | 29 (46.7) | |
| Atrophic gastritis | |||
| No | 45 (75.0) | 42 (67.7) | 0.376 |
| Yes | 15 (25.0) | 20 (32.3) | |
| CEA (μg/L) | |||
| < 5 | 47 (78.3) | 44 (71.0) | 0.350 |
| ≥ 5 | 13 (21.7) | 18 (29.0) | |
| CA19-9 (kU/L) | |||
| < 37 | 45 (75.0) | 43 (69.4) | 0.487 |
| ≥ 37 | 15 (25.0) | 19 (30.6) | |
| CA125 (kU/L) | |||
| < 35 | 58 (96.7) | 62 (100) | 0.147 |
| ≥ 35 | 2 (3.3) | 0 (0.0) | |
| PLR | |||
| < 154 | 21 (35.0) | 23 (37.1) | 0.809 |
| ≥ 154 | 39 (65.0) | 39 (62.9) | |
| NLR | |||
| < 2.15 | 27 (45.0) | 29 (46.8) | 0.844 |
| ≥ 2.15 | 33 (55.0) | 33 (53.2) | |
| pT stage | |||
| T3 | 20 (33.3) | 8 (12.9) | 0.014 |
| T4a | 37 (61.7) | 50 (80.6) | |
| T4b | 3 (5.0) | 4 (6.5) | |
| Pathological Ki-67 | |||
| Low | 14 (23.3) | 15 (24.2) | 0.911 |
| High | 46 (76.7) | 47 (75.8) | |
| HER-2 | |||
| Low | 52 (86.7) | 59 (95.2) | 0.101 |
| High | 8 (13.3) | 3 (4.8) | |
| EBER | |||
| Negative | 52 (86.7) | 57 (91.9) | 0.346 |
| Positive | 8 (13.3) | 5 (8.1) | |
| P53 | |||
| Low | 33 (55.0) | 35 (56.5) | 0.872 |
| High | 27 (45.0) | 27 (43.5) | |
| pMMR | |||
| No | 2 (3.3) | 5 (8.1) | 0.463 |
| Yes | 58 (96.7) | 57 (91.9) | |
| LVI | |||
| No | 18 (30.0) | 7 (11.3) | 0.010 |
| Yes | 42 (70.0) | 55 (88.7) | |
| Tumor size (cm) | |||
| < 5 | 36 (60.0) | 22 (35.5) | 0.007 |
| ≥ 5 | 24 (40.0) | 40 (64.5) | |
| Histological differentiation | |||
| Others | 20 (33.3) | 1 (1.6) | < 0.001 |
| Poorly-differentiated | 40 (66.7) | 61 (98.4) | |
| Borrmann classification | |||
| Type I | 6 (10.0) | 3 (4.8) | 0.014 |
| Type II | 42 (70.0) | 36 (58.1) | |
| Type III | 9 (15.0) | 9 (14.5) | |
| Type IV | 3 (5.0) | 14 (22.6) | |
| MLR | |||
| < 0.5 | 52 (86.7) | 18 (29.0) | < 0.001 |
| ≥ 0.5 | 8 (13.3) | 44 (71.0) | |
| pN stage | |||
| 2 | 2 (3.3) | 0 (0.0) | < 0.001 |
| 3a | 58 (96.7) | 1 (1.6) | |
| 3b | 0 (0.0) | 61 (98.4) | |
| Cycle (week) | |||
| 6 | 34 (56.7) | 28 (45.2) | 0.071 |
| 8 | 23 (38.3) | 22 (35.5) | |
| 12 | 3 (5) | 12 (19.3) | |
| TI (week) | |||
| < 4 | 9 (15) | 13 (21.0) | 0.055 |
| < 6 | 26 (43.3) | 28 (45.2) | |
| < 8 | 9 (15) | 1 (1.6) | |
| ≥ 8 | 16 (26.7) | 20 (32.2) | |
In the univariate analysis of the stage IIIC cohort, age ≥ 60 years, CEA ≥ 5.0 μg/L, MLR ≥ 0.5, the number of chemothe
| Variable | Univariate analysis | Multivariate analysis | ||
| HR (95%CI) | P value | HR (95%CI) | P value | |
| Gender | 1.170 (0.594-2.305) | 0.649 | - | - |
| Age (years) | 4.776 (2.253-10.126) | < 0.001 | 5.151 (2.200-12.060) | < 0.001 |
| Tumor location | 0.815 (0.581-1.142) | 0.234 | - | - |
| BMI | 0.841 (0.489-1.448) | 0.532 | - | - |
| Atrophic gastritis | 0.985 (0.514-1.888) | 0.965 | - | - |
| CEA (μg/L) | 2.833 (1.486-5.401) | 0.002 | 2.997 (1.404-6.400) | 0.005 |
| CA19-9 (kU/L) | 1.682 (0.875-3.232) | 0.119 | - | - |
| PLR | 0.954 (0.502-1.812) | 0.886 | - | - |
| NLR | 1.726 (0.909-3.278) | 0.095 | - | - |
| pT stage | 1.119 (0.564-2.221) | 0.748 | - | - |
| Ki-67 | 0.993 (0.485 2.031) | 0.984 | - | - |
| HER-2 | 0.043 (0.001-7.247) | 0.230 | - | - |
| EBER | 1.494 (0.530-4.213) | 0.448 | - | - |
| P53 | 0.825 (0.440-1.545) | 0.548 | - | - |
| pMMR | 0.380 (0.091-1.583) | 0.184 | - | - |
| Vascular invasion | 0.980 (0.383-2.507) | 0.966 | - | - |
| Nerve invasion | 0.798 (0.284-2.247) | 0.670 | - | - |
| Tumor size (cm) | 0.718 (0.380-1.353) | 0.305 | - | - |
| Histological differentiation | 0.283 (0.037-2.144) | 0.222 | - | - |
| Borrmann classification | 1.185 (0.855-1.642) | 0.309 | - | - |
| MLR | 2.481 (1.094-5.624) | 0.030 | 2.404 (1.048-5.519) | 0.039 |
| TI | 1.014 (1.006-1.021) | < 0.001 | 1.002 (1.000-1.005) | 0.046 |
| Cycle | 0.355 (0.211-0.597) | < 0.001 | 0.667 (0.372-1.195) | 0.174 |
The cumulative survival rate of the stage IIIC group was significantly lower than that of the stage IIIB group (χ2 = 5.138, P = 0.023) (Figure 1). Within the stage IIIC cohort, stratification by risk factors revealed significantly lower survival rates for patients with age ≥ 60 years (P < 0.001), CEA ≥ 5.0 μg/L (P = 0.001), and MLR ≥ 0.5 (P = 0.022) compared to their respective lower-risk counterparts (Figure 2).
To determine the optimal therapeutic window, DFS in stage IIIC GC was further analyzed using TI cut-offs of 4 weeks, 6 weeks, and 8 weeks.
The 4 weeks: There was no significant difference in 3-year DFS between patients with TI < 4 weeks and those with TI ≥ 4 weeks.
The 6 weeks: The 3-year DFS of patients with TI < 6 weeks was significantly higher than that of those with TI ≥ 6 weeks (χ2 = 4.384, P = 0.036) (Figure 3A).
The 8 weeks: The 3-year DFS of patients with TI < 8 weeks was significantly higher than that of those with TI ≥ 8 weeks (χ2 = 20.290, P < 0.001) (Figure 3B).
In regimen-stratified analyses, among SOX-treated patients, initiating AC within 6 weeks after surgery resulted in a significantly higher 3-year DFS than initiation at ≥ 6 weeks (χ2 = 10.823, P = 0.001) (Figure 3C), and initiation within 8 weeks was superior to ≥ 8 weeks (χ2 = 9.381, P = 0.002) (Figure 3D). No significant TI effect was observed in the XELOX subgroup.
The mean follow-up time for all patients was 31.0 ± 25.3 months. In the stage IIIC group, 22 patients (35.5%) remained free of recurrence and metastasis, with a mean 3-year DFS of 23.7 ± 11.9 months. Patients who were > 60 years old and had both CEA > 5 μg/L and MLR > 0.5 had a 3-year recurrence rate of 100%, with a mean 3-year DFS of only 8.5 ± 3.6 months.
Despite the application of current standard therapy - radical surgery combined with AC - the prognosis of stage IIIC GC remains substantially worse than that of stage IIIB disease, suggesting that the therapeutic benefit of this approach has reached a plateau in this subset. The necessity of postoperative AC for stage IIIC GC is well recognized. However, the optimal timing for initiating AC remains unclear, and current clinical guidelines do not provide explicit recommendations[5,6]. A TI that is too short may compromise wound healing and increase the risk of complications such as anastomotic leakage, bleeding, and infection, whereas an excessively prolonged TI may allow micrometastases to pro
Our study identified the TI from surgery to initiation of AC were independent risk factors for recurrence and metastasis after radical surgery of stage IIIC GC. Further stratification revealed that 3-year DFS was significantly better in the TI < 6 weeks and TI < 8 weeks groups than in their respective control groups, whereas no significant difference was observed between the TI < 4 weeks and TI ≥ 4 weeks groups. These findings suggest that excessively early initiation of chemotherapy may not confer additional benefit, whereas starting treatment within 6 weeks provides a clear survival advantage. Therefore, a window of 4 weeks to 6 weeks appears to strike the best balance between postoperative recovery and tumor suppression.
Crucially, we further found that the timing of chemotherapy initiation exhibited regimen-specific sensitivity. Patients treated with SOX showed a pronounced survival benefit when therapy began within 6 weeks. In contrast, the XELOX regimen did not demonstrate this time-dependency in our cohort. The reasons for this discrepancy are uncertain. Possible explanations include the role of chance due to the limited sample size. Nevertheless, if confirmed in larger cohorts, our data suggest that SOX could be prioritized in patients who are likely to recover sufficiently to begin AC within 6 weeks, while XELOX might be considered for those in whom postoperative complications or frailty make early initiation less feasible. These hypotheses warrant prospective validation.
With regard to tumor biological behavior, stage IIIC GC exhibits highly malignant characteristics. In our cohort, most of stage IIIC GC were poorly differentiated or undifferentiated adenocarcinomas. Such tumors are characterized by loss of differentiation, high proliferative activity, and strong invasive capacity, making them prone to local infiltration and distant metastasis, and are widely recognized as markers of high-grade malignancy in GC[12]. Moreover, the proportion of Borrmann type IV tumors was significantly higher in the stage IIIC group than in the stage IIIB group. Even after achieving R0 resection, these patients remain at high risk of local recurrence and distant metastasis and generally have an extremely poor prognosis[13]. In addition, the incidence of LBVI (+) in stage IIIC GC was significantly higher than in stage IIIB disease. LBVI (+) indicates that tumor cells have entered the vascular and/or lymphatic systems, suggesting a high likelihood of hematogenous or lymphatic dissemination. It is widely regarded as a precursor to distant metastasis and an independent prognostic factor[14].
Lymph node metastasis is one of the key determinants of prognosis in GC[15-17]. At present, there is no consensus on the optimal cutoff value of MLR in patients with GC. Some studies have used the median MLR as the cutoff[18]. Chen et al[19] used the X-tile software and based on OS, identified optimal MLR thresholds of 0.2 and 0.5. Drawing on these prior findings, our study adopted 0.5 as the MLR cutoff[19,20]. Our findings highlight the central role of MLR in predicting prognosis in stage IIIC GC. Survival analysis showed that patients with MLR ≥ 0.5 had significantly worse outcomes than those with MLR < 0.5. As an index that simultaneously reflects the extent of lymph node dissection and the metastatic burden, MLR more accurately represents the degree of lymphatic involvement and the invasive potential of the tumor than pN stage alone, thereby providing superior prognostic value[21,22].
Our multivariate analysis identified age ≥ 60 years, CEA ≥ 5 μg/L, and MLR ≥ 0.5 as independent risk factors for postoperative recurrence and metastasis, providing a basis for risk stratification and individualized treatment planning in stage IIIC GC. Previous studies have suggested that combining multiple prognostic indicators can enhance prediction accuracy for advanced GC. For example, Zhai et al[23] reported that the 5-year survival of patients with Borrmann type III tumors accompanied by LBVI (+) was similar to that of patients with Borrmann type IV tumors. In our cohort, patients who were > 60 years old and had both CEA > 5 μg/L and MLR > 0.5 experienced a 3-year recurrence or and metastasis rate of 100% and a mean 3-year DFS of only 8.5 months, underscoring the need for more intensive or innovative treatment strategies in this high-risk population.
Stage IIIC GC is a distinct clinical entity characterized by prominent aggressive pathological characteristics and poor outcomes. Age ≥ 60 years, CEA ≥ 5.0 μg/L, MLR ≥ 0.5, and TI as independent risk factors for postoperative recurrence and metastasis in stage IIIC GC. We further demonstrate that initiating postoperative AC within 6 weeks is critical for improving prognosis in stage IIIC GC, particularly when the SOX regimen is utilized. Whereas such time-sensitivity was not observed for the XELOX regimen. These findings provide a rationale for developing individualized adjuvant treat
Given that this was a single-center retrospective study with a limited sample size, selection bias cannot be excluded. In addition, some emerging biomarkers were not included in our analysis despite our efforts to comprehensively collect clinicopathological data. Future prospective, multicenter, large-scale studies integrating genomic, transcriptomic, and other multi-omics data are warranted to construct more precise prognostic models and ultimately achieve individualized precision therapy for stage IIIC GC.
We are grateful to Fan Li, Shi-Dian Wang, Yu-Kun Guo, Bing-Huang Li, Xin Zhou, Guo-Qiang Su, Chuan-Hui Lu for useful feedback and discussions.
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