Role of endoscopy in caustic injury of the esophagus

Abstract

Caustic injury of the esophagus is a problematic condition challenging endoscopists worldwide. Although the caustic agents and motives are different among countries and age groups, endoscopy still plays an invaluable role in diagnosis and treatment. Endoscopy can determine the severity of caustic ingestion which is of great importance in choosing appropriate treatment. However, some aspects of endoscopy in diagnosis of caustic injury remain controversial. Whether or not all patients need endoscopy, when to perform endoscopy and how to assess the severity are just some examples of these controversies. Due to lack of randomized controlled trials, many findings and suggestions are inconclusive. Computerized tomography scan of the chest and abdomen gains popularity in assessing the severity of caustic injury and avoiding unnecessary surgery. If esophageal stricture eventually develops, endoscopic dilatation is a mainstay. Maneuvers such as steroid injection and esophageal stent may be used in a refractory stricture. Nevertheless, some patients have to undergo surgery in spite of vigorous attempts with esophageal dilatation. To date, caustic injury remains a difficult situation. This article reviews all aspects of caustic injury of the esophagus focusing on endoscopic role. Pre-endoscopic management, endoscopy and its technique in acute and late phase of caustic injury including the endoscopic management of refractory stricture, and the treatment outcomes following each endoscopic intervention are thoroughly discussed. Finally, the role of endoscopy in the long term follow-up of patients with esophageal caustic injury is addressed.

Key Words: Endoscopy; Diagnosis; Corrosive ingestion; Caustic injury; Esophagus; Stricture

Core tip: This mini-review comprehensively covered evidence-based endoscopy for caustic injury of the esophagus including pre-endoscopic management, endoscopic role in the acute and late phase of caustic injury, endoscopic management of refractory stricture and its outcomes. Tips and tricks to perform diagnostic and therapeutic endoscopy in these patients are also discussed.

INTRODUCTION

Caustic injury of the upper gastrointestinal tract remains one of the most challenging conditions presented to both gastroenterologists and surgical endoscopists. Endoscopy plays a major role in diagnosing and assessing the severity of caustic injury as well as guiding an appropriate treatment. Recently, computerized tomography (CT) scan of the chest and abdomen is increasingly used as complementary tool in the evaluation of caustic injury. Despite of advances in emerging technologies and treatments, severe morbidities and even death following the ingestion of caustic agents are evident in clinical practices thus suggesting the complexity of this condition.

Esophageal necrosis with subsequent perforation requiring emergency surgery may develop in the acute phase of caustic injury. Meanwhile, esophageal stricture (often being a complex stricture) is a late sequela of caustic injury which can be difficult to treat. Understanding fundamental knowledge of this condition will ensure the endoscopist to pursue the best course for the patient.

Although optimal management in the caustic injury of the esophagus remains rather inconclusive due to the lack of large epidemiologic studies and randomized clinical trials in the field, this narrative review summarizes current evidence on the role of endoscopy in the diagnosis and treatment of caustic injury of the esophagus. For the literature review, we used standard search strategies involving two online databases (PubMed and Scopus) using key words of caustic injury, corrosive ingestion, esophagus, endoscopy, diagnosis, treatment, dilatation, and surgery.

IMPACT OF CAUSTIC INJURY ON THE ESOPHAGUS

Caustic injury of the esophagus is a world-wide phenomenon. It was reported that in 2016 there were 176828 cases of caustic injury in the Unites States-accounting for 9.28% of all poisoning cases. The majority occurred in children with accidental ingestion[1]. Alkali ingestion is often seen in western countries, while acid ingestion is more common in Asian countries[2]. In Thailand, caustic ingestion involved 19.5% of poisoning cases and its incidence has been increasing[3]. Morbidity following caustic ingestion was high with a mortality rate of 8%. About one-third of patients with caustic ingestion eventually required surgery[4].

PATHOPHYSIOLOGY

Caustic injury occurs when substance with pH < 2 or pH > 12 is ingested. Due to the “liquefactive necrosis” of alkali substance, caustic injury from alkali can cause more damage to gastrointestinal tract than the “coagulative necrosis” of acid ingestion. Earlier report suggested that alkali usually destroyed the esophagus and acid mainly damaged the stomach[5]. However, later endoscopic study contradicted this notion by showing that among acid ingestion patients, esophageal injury was seen in 87.8% and gastric injury in 85.4% of the patients[6]. Recent evidence indicated that acid ingestion caused more injury to the stomach (31% vs 13%) while the incidence of esophageal injury was similar between acid and alkali ingestion[7]. Gastroesophageal reflux from impaired lower esophageal sphincter function[8] and loss of esophageal motility[9] are also results of a caustic damage to the esophagus. Meanwhile, caustic injury to the duodenum appeared to be infrequent and less severe owing to pyloric spasm.

Since a caustic injury to the esophagus usually starts within a few minutes after ingestion, any attempt to lavage or induce vomiting will cause the agent to reflux into the esophagus thus resulting in a further damage. A caustic injury to the esophagus can be divided into in 3 phases as following[10]: (1) Phase of acute necrosis and thrombosis occurs in 1-4 d after caustic ingestion; (2) phase of ulceration and granulation occurs in 3-12 d after caustic ingestion. During this period, mucosal sloughing, bacterial invasion and granulation formation are evident. The esophagus is in the most friable phase. Any manipulation such as endoscopic examination or dilatation should be done with great care; and (3) healing phase begins from 3 wk after injury. It usually takes 1-6 mo to complete wound healing. Attempt to perform surgery for stricture cases unamenable to dilatation should wait beyond this period.

PRE-ENDOSCOPIC TREATMENT

Stabilization of the patient is an ultimate goal during acute injury. Signs for airway injury e.g., hoarseness, stridor and poor ventilation are diligently sought for and immediately treated (if any). An evaluation for laryngeal edema should be pursued by direct laryngoscopy. A careful history taking includes the substance ingested, the amount and time of ingestion, pre-hospital treatment and the cause of ingestion. In addition to airway management, other pre-endoscopic management includes volume resuscitation, nil per os (NPO), avoidance of emetics and neutralizing agents, no insertion of nasogastric tube, and administration of broad-spectrum intravenous antibiotics[11]. Chest and abdominal X-ray is often an initial investigation for evaluating an extension of injury. Psychiatry consultation should be done in case of suicidal attempt.

ENDOSCOPY IN THE ACUTE PHASE OF CAUSTIC INJURY

Since clinical signs such as drooling and oral burn are not accurate predictors for caustic injury to the esophagus[12,13], endoscopy is therefore considered as the most important investigation to diagnose of this injury. Early endoscopy is recommended because about 30% of patients with caustic ingestion will have no injury to the esophagus and can be discharged promptly. Endoscopy is usually done within 24-48 h after ingestion. However, many experts have recommended endoscopy as soon as possible[14,15] because delayed endoscopy was associated with prolonged hospital stay and increased hospital expense[16]. Although some reports confirm the safety of endoscopy performed up to 96 h after ingestion[17], initial endoscopy after 48 h of ingestion is not advised because the injured esophagus may enter the phase of ulceration and granulation - in which the esophagus becomes fragile and easily perforated[18]. Nevertheless, as long as the principles of gentle handling of the endoscopy are maintained, endoscopy after 48 h in selected cases might be possible.

In the past, endoscopists were not encouraged to pass the scope beyond circumferential burn due to the fear of esophageal perforation[19]. However, with advances in endoscopic examination and more skills in endoscopy, complete endoscopic evaluation beyond this point is possible with no complication[20]. Endoscopy is beneficial to confirm the followings: existence of injury, degree of injury, and area of injury - which could guide a treatment and predict a prognosis.

All adult patients (in which suicide attempt was the most common cause) should undergo endoscopy, but there is controversy regarding endoscopy in children (in which accidental ingestion was the most common cause)[21]. Most authors agreed that endoscopy should be done in children with signs of drooling, dysphagia, oral lesions, respiratory distress and intentional ingestion[22,23]. Beyond these scenarios, clinical observation may be appropriate.

Endoscopy is contraindicated in patients with a suspicion of gastrointestinal perforation, necrosis of oral cavity and compromised airway. Gentle handling and avoidance of air over-insufflation is always recommended. The comparison of modified endoscopic findings classified by Zargar et al[17] (Figure 1) and CT grading by Ryu et al[24] are shown in Table 1.

Table 1 Assessment of severity: endoscopic score and computerized tomography score.

Grade	Endoscopic score[16]	score[21]
I	Edema and hyperemia of the mucosa	No definite swelling of esophagus wall (< 3 mm, within normal limit)
II	IIa: Friability, hemorrhages, erosion, blisters, whitish membranes, exudates and superficial ulcerations IIb: IIa with deep or circumferential ulceration	Edematous wall thickening (> 3 mm) without periesophageal soft tissue infiltration
III	IIIa: Small scattered areas of necrosis IIIb: Extensive necrosis	Edematous wall thickening with periesophageal soft tissue infiltration plus well-demarcated tissue interface
IV	Perforation	Edematous wall thickening with periesophageal soft tissue infiltration plus blurring of tissue interface or localized fluid collection around the esophagus or the descending aorta

Figure 1 Modified Zargar's endoscopic classification of mucosal injury caused by ingestion of caustic substances. A: Edema and erythema; B: Erosions and ulcers; C: Circumferential ulceration; D: Scattered areas of esophageal necrosis; E: Extensive esophageal necrosis.

HOW DOES THE ENDOSCOPIC FINDINGS RELATE TO PROGNOSIS?

Classification and severity of caustic injury help predicting outcomes. Intentional ingestion, acid ingestion and high volume of ingestion were associated with a high grade of mucosal injury[4]. The patients with grade IIIb had longer hospital stay and higher rates of complication compared than those with grade IIIa[21]. However, a great variety of incidences in the degree of injury has been evident[4,7,11,12,18,21,25-28](Table 2). Discrepancy between inter-observers might reflect the difficulty to interpret the endoscopic findings especially when there was time lapsed before endoscopy. Treatment could be different according to the grading of severity as followings[11].

Table 2 Variations in the degree of injury according to Zargar’s classification from articles published after year 2000 in adult patients.

Author	Year	Patients	Grade I	Grade II	Grade III
Alipour Faz et al[4]	2017	313	42.5%	16.9%	20.1%
Ducoudray et al[7]	2016	n/a	n/a	n/a	39.7%
Cabral et al[11]	2012	315	12.7%	22.9%	29.2%
Chang et al[25]	2011	389	14.7%	39.3%	42.4%
Cheng et al[21]	2008	273	n/a	n/a	30%
Tohda et al[26]	2008	95	49.4%	26.3%	13.7%
Havanond et al[12]	2007	148	17%	41%	1%
Satar et al[27]	2004	37	67.5%	n/a	0%
Poley et al[18]	2004	179	40%	30%	30%
Rigo et al[28]	2002	210	32%	13%	6%

n/a: Not available.

Grade I (edema and erythema) or grade IIa (erosions and ulcers)

Since esophageal stricture will not occur in mild degree of injury, oral feeding can be resumed immediately and the patient can be discharged.

Grade IIb (circumferential ulceration)

Oral feeding can start once the patient can swallow saliva - often after 24-48 h after ingestion. Stricture will ensue in 30%-70% of these patients[29]. Therefore, barium swallowing is recommended at 3 wk after ingestion to detect the stricture and early dilatation will be performed accordingly.

Grade IIIa (scattered areas of necrosis)

Risk of perforation cannot be neglected in these patients and esophageal stricture may occur more than 90%.

Grade IIIb (extensive necrosis)

Emergency surgery is recommended. However, some physicians might use CT scan to confirm true necrosis of the esophagus because endoscopists may be unable to distinguish between superficial necrosis and transmural necrosis.

CT SCAN AND EUS IN THE EVALUATION OF CAUSTIC INJURY

It is evident that endoscopy is not always accurate in determining the extent of caustic injury (Figure 2). Depending on the endoscopic findings alone, grade III injury would be over-estimated and unnecessary surgery was done in 15% of these patients[30]. Some authors showed that the accuracy in the diagnosis of grade II and III injury was 48% and 87%, respectively[31]. Recently, CT grading scores was developed in 2010 (Table 1) and shown to have a higher sensitivity and specificity than endoscopic score[24]. CT findings of transmural necrosis include esophageal wall blurring, peri-esophageal fat stranding and no enhancement of esophageal wall after intravenous contrast administrated. Recent studies showed that CT could prevent unnecessary esophagectomy in some patients with grade IIIb endoscopic score[32]. Although CT scan might underestimate the severity of caustic injury compared to endoscopy, it could provide further information about the involvement of adjacent organs e.g., lung and pleural cavity[33]. Nevertheless, CT scan cannot replace endoscopy in the evaluation of caustic injury especial in those with mucosal damage[34]. The combination of endoscopy and CT scan has been utilized in clinical setting - in which surgery could only be performed in case with grade IIIb endoscopy and CT score[35]. At present, combined use of endoscopy and CT scan, especially in case with grade IIIb endoscopic score, should help in the decision whether or not to operate.

Figure 2 Endoscopic view suggested extensive mucosal necrosis of the esophagus -Grade IIIb modified Zargar's endoscopic classification, but CT scan revealed mucosal enhancement of the esophagus indicating tissue viability. A: Endoscopic view; B: Computerized tomography scan. Notably, esophageal lumen is marked with asterisk.

Endoscopic ultrasonography (EUS) has some advantages over endoscopy and CT scan because it can delineate the layers of esophageal wall. If caustic injury is confined to submucosa in the EUS, the injured esophagus required a fewer sessions of esophageal dilatation than those with muscularis propria involvement[36]. Miniprobe EUS has been shown to predict stricture formation following caustic injury by visualizing the structure of esophageal wall[37]. However, the routine of EUS in clinical practice needs to be determined.

ENDOSCOPY IN THE LATE PHASE OF CAUSTIC INJURY

Endoscopy plays an important role in the treatment of caustic-related esophageal stricture. Caustic stricture is often complex and difficult to dilate[38]. Patients at risks for stricture were those with high endoscopic grade, ingestion of strong acid or alkali, leukocytosis and low thrombin ratio[39]. As acute inflammatory response to caustic agents lasts about 2 wk, early esophageal dilatation is usually done at 3 wk after caustic ingestion. After 8 wk, scar tissue is completely formed and the result of endoscopic dilatation is poor. Since good nutritional status is strongly related to a successful dilatation of esophageal stricture[40], early feeding via jejunostomy should start as soon as patients are clinically stable - especially in those with a significant damage in the esophagus and the stomach.

Practically, barium swallowing is done at 2-3 wk after caustic ingestion. Barium swallowing will provide crucial and relevant information on the stricture - which could determine the safety and success of endoscopic dilatation. This information includes:

(1) location and length of the stricture; (2) morphology of the stricture: tortuosity, angulation; (3) nature of the stricture: simple or complex; (4) complications of the stricture: concealed perforation, diverticulum; and (5) configuration of the stomach: any accompanying gastric stricture.

Esophageal dilatation can be done using various types of dilators. It can be performed under the combination endoscopy and fluoroscopy or endoscopy alone[41]. Commonly used esophageal dilatators are followings(Figure 3).

Figure 3 Various types of dilator. A: Maloney-Hurst dilator; B: Savary-Gilliard dilator; C: Balloon dilator; D: Balloon dilator during dilatation seen with fluoroscopy.

Bougie dilator (Maloney-Hurst dilator)

This dilator is easy to use but has no channel to insert guide-wire. It is suitable for short and straight stricture.

Wire-guided Polyvinyl dilator (Savary-Gilliard dilator)

This dilator passes through the stricture via guide-wire under fluoroscopy. It is appropriate for tortuous, angulated and long stricture. Sensation of resistance during dilatation can be noted on this dilator thus resulting in protecting against over-dilatation.

Through-the-scope balloon dilator (CRE balloon dilator)

This instrument can be used through-the-scope. It can reach area where Savary dilator cannot access. However, there is no sensation of resistance if over-dilatation occurs.

CRE balloon dilators achieve its dilatation effect by radial force while Savary and Maloney dilators exert its action via both radial and longitudinal forces. Although the mechanisms are different, all dilators seem to have comparable success rate and rate of perforation of 0.1%-0.4%[42]. Concerning the safety of an instrument, balloon dilator is preferred over Bougie dilator in children[43]. Techniques of esophageal dilatation are noted in Table 3.

Table 3 Techniques of esophageal dilatation.

Early dilate (usually starting from 3 wk after caustic ingestion)

Use appropriate type and size of dilator

Maintain a dilator in lumen of the esophagus while dilating

Concern the rule of 3: Never dilate more than 3 dilators of progressively increasing diameter after considerable resistance is encountered

Weekly or bi-weekly dilate to obtain luminal competency at 40 Fr

Dilate per scheduled, not on demand

If chest pain occurs after dilatation, esophageal perforation must be rule out using contrast esophagography

In order to prevent the over-dilatation of esophageal stricture, the rule of 3 is recommended as “never dilate more than 3 dilators of progressively increasing diameter after considerable resistance is encountered”[44]. Although some retrospective study showed that non-adherence to this rule did not increase the risk of esophageal perforation[45], we believe that the rule remains useful as a landmark during dilatation and a preventive measure of over-dilatation. Success rate of esophageal dilatation varied from 25% to 95% depending on the severity of caustic stricture[46-48].

ENDOSCOPY IN REFRACTORY CAUSTIC STRICTURE OF THE ESOPHAGUS

Caustic stricture that could not be dilated to 14 mm over 5 sessions done with bi-week interval is defined as refractory stricture[49]. For refractory stricture, various modalities are advocated including electrocision, intralesional steroid injection, mitomycin-C injection, and esophageal stent.

Electrocision

Electrocautery could be applied to caustic stricture as it has been used in the treatment of Schatzki’s ring and anastomotic stricture with good results[50]. Multiple longitudinal incisions are made with needle knife through working channel of the endoscopy until the rim of the stenosis disappears. This maneuver proves to be a useful adjunct in esophageal dilatation.

Intralesional steroid injection

In this method, prior to bougie dilatation, triamcinolone acetonide (40 mg/mL) 1 mL is diluted to 2 mL and injected at the stricture site in 4 quadrants. Combination of steroid injection and bougie dilatation could achieve more dilatation, improve dysphagia and reduce dilatation sessions[51].

Mitomycin-C injection

Injection of mitomycin-C into the stricture site was shown to improve dysphagia score and easy passage of dilators[52-54] because mitomycin-C inhibited fibroblast proliferation and scar formation without interfering wound healing[55]. A randomized controlled trial showed a reduction in dilatation sessions if applying mitomycin-C during dilatation[56]. Mitomycin-C is beneficial in difficult or complex caustic stricture and can be combined with other modalities such as electrocision and esophageal stent[57].

Esophageal stent

Caustic stricture resistant to dilatation can be treated with esophageal stent insertion. Self-expandable plastic stent (SEPS) or fully-covered self-expandable metallic stent (FCSEMS) and recently, biodegradable stent are available. Practically, SEPS and FCSEMS are kept in place for 6 wk and should be removed before 12 wk. All types of esophageal stent have comparable efficacy but biodegradable stent has an advantage in non-requirement of stent removal. The clinical success of stent application in caustic stricture (i.e., free of dysphagia) was 33% with a migration rate of 40%[58,59]. Since its clinical success is about one-third and not last-longing, esophageal stent is considered as a last resource in the treatment of caustic injury.

INDICATIONS FOR SURGERY IN CAUSTIC-INDUCED ESOPHAGEAL STRICUTRE

Esophageal dilatation for caustic-induced stricture injury has lower success rate than esophageal stricture related to other etiologies[60]. Esophageal replacement is considered in patients who fail endoscopic therapy. Up to 50%-70% of patients with caustic stricture required surgery[46,61]. Stomach is used as a conduit if possible because it has less morbidity and mortality than colonic interposition[62]. If colonic interposition is required, transverso-splenic to ileocolic segment with blood supply via left colic artery provided excellent function in 75% of the patients[63]. In general, surgery should wait 6 mo after caustic ingestion for stabilizing patient, improving nutritional status, and allowing enough time to full attempt of endoscopic therapy.

THE ROLE OF ENDOSCOPY IN THE LONG TERM FOLLOW-UP OF ESOPHAGEAL CAUSTIC INJURY

Since caustic injury of the esophagus has been associated with 1000-fold increased risk of esophageal carcinoma[61], patients with high-graded caustic injury (especially that with esophageal stricture) should undergo endoscopic surveillance. The incidence of caustic-associated esophageal cancer ranges from 0%-30% and bypass surgery seems to have no influence on cancer development[64]. The time interval between caustic injury and malignant transformation of the esophagus was reported to be several decades[65]. As a result, endoscopic surveillance of the injured esophagus should start at about 15-20 years after an injury and it should be done every 2 or 3 years[66].

CONCLUSION

Endoscopy plays a crucial role in the diagnosis, assessment of severity, treatment and surveillance in patients with caustic injury of the esophagus. Meanwhile, CT scan of chest and abdomen has been increasingly used to improve accuracy in the diagnosis and severity assessment in difficult cases of esophageal caustic injury. Choice of endoscopic management and surveillance are considered mainly based on the grading of mucosal severity. Patients with high-graded mucosal injury are associated with increased risk of caustic-induced esophageal stricture which could be difficult to dilate due to its complex anatomy and extensive fibrosis. Better techniques or instruments for endoscopic dilation need to be developed to overcome this problem. Since caustic injury significantly increased risk of esophageal carcinoma, scheduled endoscopic surveillance every 2 or 3 years should perform at 15-20 years after an injury-especially in individuals with high-graded mucosal injury or those with esophageal stricture. Due to the complex nature of disease, caustic injury of the esophagus remains one of the most challenging clinical conditions presented to endoscopists.